Financial Advisor - #2162936

REMOTE BASED

Our client, a successful wealth management firm, are looking for a Financial Advisor to join the team.

Role & Responsibilities:

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply?

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent)
• Minimum of 2 years experience as a Financial Adviser
• Ideally hold SPS Statement of Professional Standing by FCA accredited body

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.